Mauricio Guadarrama
Mauricio Guadarrama is a registered investment advisor at LPL Financial LLC, based in Lyons, IL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8601 W. Ogden Ave., Lyons, IL, 60534
Get directionsHistory
Regulatory History (1)
Financial
April 2018Other Business Activities
Mauricio operates under two DBAs for his LPL business: Old National Investments since 2022 and Old National Bank since 2025. These activities are investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Essex National Securities, LLC
Essex National Securities, LLCBroker
LPL Financial Corporation
LPL Financial CorporationBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Abn Amro Financial Services, INC.Broker
Abn Amro Financial Services, INC.
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Citicorp Investment ServicesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.