Tom Sleeter is a registered investment advisor at Ruggaard & Associates, based in Oak Brook, IL, with 27 years of industry experience. Tom operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 314 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Individual portfolio management annual fees range from 0.80% to 1.00% of assets under management. Retirement account management is charged at 0.40%. Fees are negotiable.
Fee Estimator
Location
1200 Harger Road, Ste 222, Oak Brook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tom is involved in several outside business activities, including farming operations (SLEETER FARMS NEBRASKA, INC and SLEETER FAMILY FARM CORPORATION), a valuation studies business (HEARTLAND CAPITAL RESOURCES, INC), a real estate rental (SLEETER-DRUMMOND LLC), and two non-profit organizations (ESPANORE ISLAND CLUB and NORTH PROVIDENCE RIDGE CEMETARY ASSOCIATION). These activities take minimal time overall.
Employment History
Current Registrations
Ruggaard & Associates
Previous Registrations
LPL Financial LLCBroker
Total Clarity Wealth Management, INC
Financial Network Investment Corporation
Cetera Advisor Networks LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
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