SG
ChFC
SG
ChFC

Scott Grone

27 Years of Experience
Scottsdale, AZ
BrokerSells Insurance

Scott Grone is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 27 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

7425 E Stetson Dr, Scottsdale, AZ, 85251

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott is an insurance agent selling life, health, disability, annuities, and long-term care products, dedicating a few hours per week. He also operates under the DBA Westbrook Financial, selling financial products, which takes about a quarter of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
October 2014 - Present · 12 yrs
Cetera Wealth Services, LLCBroker
October 2014 - Present · 12 yrs
Previous Registrations
Cetera Advisor Networks LLC
November 2014 - June 2023 · 8 yrs 7 mos
Metlife Securities INC.Broker
December 2007 - October 2014 · 6 yrs 10 mos
Thrivent Investment Management INC.
February 2004 - December 2007 · 3 yrs 10 mos
Thrivent Investment Management INC.Broker
July 2002 - December 2007 · 5 yrs 5 mos
Lutheran Brotherhood Securities CORP.Broker
March 1999 - July 2002 · 3 yrs 4 mos
State Registrations5 states
AZCACOOKWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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