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CFP

Christopher Horne

LPL Financial LLC
27 Years of Experience
Wilmington, NC
3 DisclosuresBroker
View SEC Summary
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Christopher Horne is a CFP-designated registered investment advisor at LPL Financial LLC, based in Wilmington, NC, with 27 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1213 Culbreth Dr., Wilmington, NC, 28405

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Denied
Customer Dispute
January 2006
Settled
Criminal
April 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher operates under several DBAs for his LPL business, including Seagate Wealth Management, Seagate Advisors, and Seagate Wealth Advisors, dedicating about a quarter of his time to these activities. He also owns Seagate Holding Company, LLC, a real estate rental business, spending a few hours per week on it.

Employment History
Current Registrations
LPL Financial LLC
July 2011 - Present · 15 yrs 3 mos
LPL Financial LLCBroker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Uvest Financial Services Group, INC.
June 2005 - July 2011 · 6 yrs 1 mo
Uvest Financial Services Group, INC.Broker
June 2001 - July 2011 · 10 yrs 1 mo
Capital Investment Group, INC.Broker
May 2001 - July 2001 · 2 mos
Edward JonesBroker
April 1999 - May 2001 · 2 yrs 1 mo
State Registrations11 states
CACOFLGAMONCOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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