Brendan O'kelly is a CFP-designated registered investment advisor at LPL Financial LLC, based in Wilmington, NC, with 24 years of industry experience. Brendan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Wilmington, NC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brendan operates O'Kelly Financial Services as a DBA for his LPL business, dedicating all of his time to it. He also operates Grover Financial Services as a DBA for his LPL business, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Dw INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Weston Poulos, CFPLPL Financial LLC
- Glenn WilkinsonLPL Financial LLC
- Christopher Horne, CFPLPL Financial LLC
- Roger Fuller, CFPOmnistar Financial Group, INC.
- Michael Giblin, CFPDovetail Financial Group LLC
- Matthew Stockburger, CFPQ3 Advisors, LLC