HR
CFP
HR
CFP
Helen Rouzanov
26 Years of Experience
Bellevue, WA
1 DisclosureBroker
Helen Rouzanov is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Bellevue, WA, with 26 years of industry experience. Helen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
11100 NE 8th St., Suite 250, Bellevue, WA, 98004-4465
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2008Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2015 - Present · 10 yrs 9 mos
Charles Schwab & CO., INC.Broker
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
Merriman
July 2014 - March 2015 · 8 mos
Umpqua Investments, INC.Broker
January 2014 - June 2014 · 5 mos
Umpqua Investments, INC.
January 2014 - June 2014 · 5 mos
Charles Schwab & CO., INC.
March 2001 - January 2014 · 12 yrs 10 mos
Charles Schwab & CO., INC.Broker
May 2000 - January 2014 · 13 yrs 8 mos
Salomon Smith Barney INC.Broker
December 1999 - May 2000 · 5 mos
Washington Square Securities, INC.Broker
August 1999 - December 1999 · 4 mos
State Registrations14 states
AZCACOFLHIIDKSMTNVORSDTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.