HR
CFP
HR
CFP
Helen Rouzanov
26 Years of Experience
Lynnwood, WA
1 DisclosureBroker
Helen Rouzanov is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Lynnwood, WA, with 26 years of industry experience. Helen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8343 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
19020 33rd Ave West, Suite 100, Lynnwood, WA, 98036-4746
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2015 - Present · 11 yrs 2 mos
Charles Schwab & CO., INC.Broker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Merriman
July 2014 - March 2015 · 8 mos
Umpqua Investments, INC.Broker
January 2014 - June 2014 · 5 mos
Umpqua Investments, INC.
January 2014 - June 2014 · 5 mos
Charles Schwab & CO., INC.
March 2001 - January 2014 · 12 yrs 10 mos
Charles Schwab & CO., INC.Broker
May 2000 - January 2014 · 13 yrs 8 mos
Salomon Smith Barney INC.Broker
December 1999 - May 2000 · 5 mos
Washington Square Securities, INC.Broker
August 1999 - December 1999 · 4 mos
State Registrations15 states
AZCACOFLHIIDKSMTNVOKORSDTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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