MU
MU
M.isabel Ullauri is a registered investment advisor at Morgan Stanley, based in New York, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2008Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2014 - Present · 11 yrs 11 mos
Morgan Stanley
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2006 - July 2014 · 8 yrs 6 mos
J.P. Morgan Securities LLCBroker
September 1999 - July 2014 · 14 yrs 10 mos
State Registrations16 states
CACTDEFLGAILMDMINJNVNYOHPATNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.