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Edward Brooks

Global Investment Advisory
27 Years of Experience
Cumming, GA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Edward Brooks is a registered investment advisor at Global Investment Advisory, based in Cumming, GA, with 27 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 182 clients with $72M in assets under management.

Global Investment Advisory
Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
182 clients
Average Client Portfolio
$395K average
Assets Under Management
$71.8M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.50%
$500K - $1.0M2.25%
$1M+2.00%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Cumming, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Edward receives trailer commissions from independent insurance sales since 1999, but is no longer soliciting business. He also owns Edward R. Brooks, LLC, an accounting and tax preparation business, taking about half of his time.

Employment History
Current Registrations
Global Investment Advisory
March 2026 - Present · 7 mos
American Global Wealth Management, INC.Broker
January 2026 - Present · 9 mos
Previous Registrations
Cape Investment Advisory, INC.
September 2010 - April 2026 · 15 yrs 7 mos
Cape Securities INC.Broker
August 2010 - January 2026 · 15 yrs 5 mos
Spc
June 2009 - August 2010 · 1 yr 2 mos
Sammons Securities Company, LLCBroker
May 2009 - August 2010 · 1 yr 3 mos
Triad Advisors, INC.
January 2009 - May 2009 · 4 mos
J.T. Stratford Advisors, LLC
August 2005 - December 2008 · 3 yrs 4 mos
Triad Advisors, INC.Broker
February 2005 - May 2009 · 4 yrs 3 mos
Triad Advisors, INC.
February 2005 - October 2005 · 8 mos
American General Securities Incorporated
May 2003 - February 2005 · 1 yr 9 mos
American General Securities IncorporatedBroker
January 2002 - February 2005 · 3 yrs 1 mo
Washington Square Securities, INC.Broker
August 1999 - December 2001 · 2 yrs 4 mos
State Registrations9 states
CAFLGAILMDOKPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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