EB
EB

Edward Reese Brooks

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
33 advisors
Number of Clients
1,634 clients
Average Client Portfolio
$246K average
Assets Under Management
$402.4M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
Minimum Annual Fee:$350
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Location

1600 Pennsylvania Ave., Mcdonough, GA, 30253

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Edward receives trailer commissions from independent insurance sales since 1999, but is no longer soliciting business. He also owns Edward R. Brooks, LLC, an accounting and tax preparation business, taking about half of his time.

Employment History
Current Registrations
Cape Investment Advisory, INC.
September 2010 - Present · 15 yrs 5 mos
Cape Securities INC.
August 2010 - Present · 15 yrs 6 mos
Cape Securities INC.Broker
August 2010 - Present · 15 yrs 6 mos
Previous Registrations
Spc
June 2009 - August 2010 · 1 yr 2 mos
Sammons Securities Company, LLCBroker
May 2009 - August 2010 · 1 yr 3 mos
Triad Advisors, INC.
January 2009 - May 2009 · 4 mos
J.T. Stratford Advisors, LLC
August 2005 - December 2008 · 3 yrs 4 mos
Triad Advisors, INC.Broker
February 2005 - May 2009 · 4 yrs 3 mos
Triad Advisors, INC.
February 2005 - October 2005 · 8 mos
American General Securities Incorporated
May 2003 - February 2005 · 1 yr 9 mos
American General Securities IncorporatedBroker
January 2002 - February 2005 · 3 yrs 1 mo
Washington Square Securities, INC.Broker
August 1999 - December 2001 · 2 yrs 4 mos
State Registrations5 states
CAFLGANCSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Edward Reese Brooks - Financial Advisor | TrueAdvisor