RL
RL
Ronald Llano
25 Years of Experience
Miami, FL
1 DisclosureBroker
Ronald Llano is a registered investment advisor at Raymond James & Associates, INC., based in Miami, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
600 Brickell Avenue, Suites 1875 and 2250, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2021 - Present · 4 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2013 - October 2021 · 8 yrs
Wells Fargo Clearing Services, LLCBroker
October 2013 - October 2021 · 8 yrs
UBS Financial Services INC.
January 2010 - October 2013 · 3 yrs 9 mos
UBS Financial Services INC.Broker
January 2010 - October 2013 · 3 yrs 9 mos
UBS International INC.
July 2007 - January 2010 · 2 yrs 6 mos
UBS International INC.Broker
July 2007 - January 2010 · 2 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2006 - July 2007 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2006 - July 2007 · 1 yr
Amerivest Investment Management, LLC
April 2006 - June 2006 · 2 mos
TD Ameritrade, INC.
June 2005 - June 2006 · 1 yr
TD Ameritrade, INC.Broker
June 2005 - June 2006 · 1 yr
Chase Investment Services CORP.
August 2004 - June 2005 · 10 mos
Chase Investment Services CORP.Broker
August 2004 - June 2005 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2003 - August 2004 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2002 - August 2004 · 2 yrs 2 mos
Gbi Capital Partners INC.Broker
August 1999 - August 2001 · 2 yrs
State Registrations18 states
AZCACTDEFLGAMANJNYOHORSDTXVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.