DH
DH
David Heath is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 1990Final Disposition
Other Business Activities
David owns rental property for personal investment purposes since 2012. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
February 2001 - June 2009 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
January 2001 - June 2009 · 8 yrs 5 mos
Dean Witter Reynolds INC.Broker
May 1999 - December 2000 · 1 yr 7 mos
State Registrations26 states
ALARAZCACOCTDEFLGAIAINKSLAMDMIMSMTNCNENMNYOKSCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.