MP
MP

Mark Pignotti

26 Years of Experience
Chicago, IL
1 DisclosureBroker

Mark Pignotti is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10 South Wacker Drive, Suite 2960, Chicago, IL, 60606

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History

Regulatory History (1)
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Customer Dispute
November 2013
Denied
Other Business Activities

Mark owns several LLCs related to real estate and property management, each requiring minimal time per month. He also owns Brookwood Wealth Management LLC, which takes nearly full-time hours.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2014 - June 2023 · 8 yrs 11 mos
Wells Fargo Clearing Services, LLC
July 2014 - June 2023 · 8 yrs 11 mos
UBS Financial Services INC.Broker
May 2008 - July 2014 · 6 yrs 2 mos
UBS Financial Services INC.
May 2008 - July 2014 · 6 yrs 2 mos
Citigroup Global Markets INC.
May 2003 - June 2008 · 5 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2003 - June 2008 · 5 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
June 2000 - May 2003 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2000 - May 2003 · 3 yrs 3 mos
Citicorp Investment ServicesBroker
February 2000 - June 2000 · 4 mos
State Registrations18 states
AZCACOCTFLILINKYLAMAMIMNMONMNYORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.