MA
MA

Maria Arriola

24 Years of Experience
San Juan Capistrano, CA

Maria Arriola is a registered investment advisor at Lsl Financial Services, LLC, based in San Juan Capistrano, CA, with 24 years of industry experience. Maria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.

Compensation
N/A
Firm Size
3 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

San Juan Capistrano, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Maria is a partner and CPA at Lance, Soll & Lunghard, LLP, a public accounting firm, since 2018. This occupies nearly full-time hours, all during trading hours.

Employment History
Current Registrations
Lsl Financial Services, LLC
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Ells Financial Services LLC
November 2015 - July 2019 · 3 yrs 8 mos
Oppenheimer & CO. INC.
November 2007 - January 2016 · 8 yrs 2 mos
Oppenheimer Asset Management
April 2003 - November 2007 · 4 yrs 7 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
March 2002 - January 2003 · 10 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Maria Arriola - Financial Advisor | TrueAdvisor