SR
ChFC
SR
ChFC

Steven Randall

26 Years of Experience
New York, NY
BrokerSells Insurance

Steven Randall is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 26 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

90 Park Ave, 17th Fl, New York, NY, 10016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven works as an insurance sales agent for life, individual, and group health insurance since 2015. This requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
October 2015 - Present · 11 yrs
MML Investors Services, LLC
October 2015 - Present · 11 yrs
MML Investors Services, LLCBroker
October 2015 - Present · 11 yrs
Previous Registrations
Northwestern Mutual Investment Services,llc
August 2013 - August 2015 · 2 yrs
Northwestern Mutual Investment Services, LLCBroker
September 1999 - August 2015 · 15 yrs 11 mos
State Registrations8 states
CACTFLMAMDNJNYOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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