CP
CP

Christopher Peszek

26 Years of Experience
Chicago, IL
1 DisclosureBroker

Christopher Peszek is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside Plaza, Suite 700, Chicago, IL, 60606

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History

Regulatory History (1)
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Customer Dispute
October 2008
Settled
Other Business Activities

Christopher is the owner of Celestial Rehab, an LLC set up to support his wife's physical therapy practice, dedicating minimal time to it. He also co-owns a rental real estate LLC related to his wife's business, spending minimal time on it as well.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.
August 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2009 - August 2018 · 8 yrs 10 mos
Ameriprise Financial Services, INC.Broker
October 2009 - August 2018 · 8 yrs 10 mos
Ameriprise Advisor Services, INC.
June 2003 - October 2009 · 6 yrs 4 mos
Ameriprise Advisor Services, INC.Broker
July 1999 - October 2009 · 10 yrs 3 mos
State Registrations22 states
ALAZCACOFLILINMAMDMEMIMONCNJNVNYOKSCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Peszek - Financial Advisor | TrueAdvisor