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Christopher Peszek

Raymond James & Associates, INC.
27 Years of Experience
Chicago, IL
1 DisclosureBroker
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Christopher Peszek is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 27 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

120 S Riverside Plaza, Suite 700, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is the owner of Celestial Rehab, an LLC set up to support his wife's physical therapy practice, dedicating minimal time to it. He also co-owns a rental real estate LLC related to his wife's business, spending minimal time on it as well.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.
August 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.Broker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2009 - August 2018 · 8 yrs 10 mos
Ameriprise Financial Services, INC.Broker
October 2009 - August 2018 · 8 yrs 10 mos
Ameriprise Advisor Services, INC.
June 2003 - October 2009 · 6 yrs 4 mos
Ameriprise Advisor Services, INC.Broker
July 1999 - October 2009 · 10 yrs 3 mos
State Registrations23 states
ALAZCACOFLILINMAMDMEMIMONCNJNVNYOKORSCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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