Roberto Cestero
Roberto Cestero is a registered investment advisor at Npa Asset Management, LLC, based in Fair Lawn, NJ, with 26 years of industry experience. Roberto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410
Get directionsHistory
Regulatory History (10)
Customer Dispute
May 2021Customer Dispute
March 2020Customer Dispute
October 2018Customer Dispute
August 2018Customer Dispute
June 2018Customer Dispute
April 2018Customer Dispute
November 2017Customer Dispute
July 2017Customer Dispute
June 2017Customer Dispute
January 2003Other Business ActivitiesSells Insurance
Roberto is the president of Valisa LLC, Vandelay LLC, and March LLC, overseeing the completion of government reports and documents, dedicating minimal time to each. He is also an independent insurance agent and provides consulting services through IVF LLC and VIF LLC, spending minimal time on these activities.
Employment History
Current Registrations
Nationwide Planning Associates INC.Broker
Npa Asset Management, LLC
Previous Registrations
Herbert J. Sims Capital Management, INC.
Herbert J. Sims & CO, INC.Broker
Santander Securities
Santander Securities LLCBroker
Popular Securities, INC.Broker
UBS Painewebber Incorporated of Puerto RicoBroker
UBS Painewebber INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.