TrueAdvisor
TrueAdvisor
JM
JM

Joseph Mcgraw

Yankee Advisers, LLC
38 Years of Experience
Wayland, MA
2 Disclosures
View SEC Summary
View SEC Summary

Joseph Mcgraw is a registered investment advisor at Yankee Advisers, LLC, based in Wayland, MA, with 38 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 2 clients with $2.3M in assets under management.

Yankee Advisers, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
2 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.20%

Rates reflect The Yankee Multi-Manager Fund (1.2% annual management fee plus 10% performance fee). The firm also manages Clipper Growth Fund, which charges a 6.0% annual management fee plus a 30% performance fee. Fees vary by fund and are subject to performance-based incentive allocations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Wayland, MA

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Civil
February 1990
Final
Regulatory
April 1989
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Yankee Advisers, LLC
January 2014 - Present · 12 yrs 9 mos
Previous Registrations
H.C. Wainwright & CO., INC.Broker
June 1990 - January 1997 · 6 yrs 7 mos
Homans, Mcgraw, Trull, Valeo & CO., INC.Broker
October 1985 - June 1990 · 4 yrs 8 mos
Mcgraw,valeo & CO., INC.Broker
November 1983 - October 1985 · 1 yr 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1972 - November 1983 · 10 yrs 11 mos
Piedmont Capital CorporationBroker
November 1971 - February 1980 · 8 yrs 3 mos
Piedmont Capital CorporationBroker
July 1971 - June 1972 · 11 mos
Piedmont International, LTD.Broker
May 1971 - November 1971 · 6 mos
State Registrations1 state
MA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Wayland, MA →All financial advisors in Massachusetts →