DM
DM
Dennis Melchior
50 Years of Experience
West Palm Beach, FL
2 Disclosures
Dennis Melchior is a registered investment advisor at Melchior Investments LLC, based in West Palm Beach, FL, with 50 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 10 clients with $14M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$14.3M
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Location
West Palm Beach, FL
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Regulatory History (2)
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Regulatory
July 2017Final
Employment Separation After Allegations
April 2013Employment History
Current Registrations
Melchior Investments LLC
July 2014 - Present · 11 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
January 2007 - May 2013 · 6 yrs 4 mos
UBS Financial Services INC.Broker
January 2007 - May 2013 · 6 yrs 4 mos
Mcdonald Investments INC.
October 2005 - February 2006 · 4 mos
Mcdonald Investments INC.Broker
November 1998 - February 2006 · 7 yrs 3 mos
Key Capital Markets, INC.Broker
January 1997 - November 1998 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1996 - December 1996 · 9 mos
Nationsbanc Capital Markets, INC.Broker
December 1993 - September 1995 · 1 yr 9 mos
Interstate/johnson Lane CorporationBroker
August 1992 - October 1993 · 1 yr 2 mos
UBS Securities INC.Broker
October 1991 - May 1992 · 7 mos
Cs First Boston CorporationBroker
March 1984 - July 1991 · 7 yrs 4 mos
Dillon, Read & CO. INC.Broker
March 1978 - February 1984 · 5 yrs 11 mos
Loeb, Rhoades & CO. INC.Broker
March 1977 - January 1978 · 10 mos
Salomon BrothersBroker
September 1972 - January 1977 · 4 yrs 4 mos
Arthur Lipper CorporationBroker
August 1971 - December 1971 · 4 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.