John Putnam
John Putnam is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Tarpon Springs, FL, with 57 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1445 Manatee Circle, Tarpon Springs, FL, 34689
Get directionsHistory
Regulatory History (7)
Investigation
June 2006Regulatory
September 2004Regulatory
August 1982Regulatory
March 1980Regulatory
March 1980Regulatory
February 1980Regulatory
May 1979Other Business Activities
John is an officer and director of F L Putnam Securities Inc, a non-traded holding company, dedicating about 10-20% of his time. He also owns Putnam 411, providing long-range planning and advice, and is president of Trust Realty Corporation, a family-owned real estate company, spending a few hours per week on each.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Robert Thomas Securities, INCBroker
Burgess & Leith IncorporatedBroker
Epb, INC.Broker
F. L. Putnam & Company, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.