Ross Gladstone
Ross Gladstone is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 21 years of industry experience. Ross operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
590 Madison Avenue, 28th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
March 2019Judgment / Lien
May 2013Other Business Activities
Ross restores and sells vintage axes, starting in 2021. This non-investment related activity takes a few hours per week.
Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
A.G.P / Alliance Global Partners
Previous Registrations
Spartan Capital Private Wealth Management LLC
Spartan Capital Securities, LLCBroker
Allied Millennial Partners, LLCBroker
Millennial Advisers, LLC.
Spirit of America Management CORP
David Lerner Associates, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Koyote Trading LLCBroker
Madison Proprietary Trading Group, LLCBroker
Generic Trading of Philadelphia, LLCBroker
Schonfeld Securities, LLCBroker
Andover Brokerage, L.L.C.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.