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Earlline Davis

26 Years of Experience
Chicago, IL
1 DisclosureBroker

Earlline Davis is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6400 S Pulaski Ave, Chicago, IL, 60629

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
Other Business Activities

Earlline operates under a DBA for her LPL business and owns two investment-related real estate rental properties. She also works as a notary, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLC
March 2021 - Present · 5 yrs 2 mos
LPL Financial LLC
March 2021 - Present · 5 yrs 2 mos
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
BMO Harris Financial Advisors, INC.Broker
December 2005 - March 2021 · 15 yrs 3 mos
BMO Harris Financial Advisors, INC
December 2005 - March 2021 · 15 yrs 3 mos
Harrisdirect LLC
March 2005 - December 2005 · 9 mos
Harrisdirect LLCBroker
May 2002 - December 2005 · 3 yrs 7 mos
Ameritas Investment CORP.Broker
January 2002 - May 2002 · 4 mos
Harris Investorline INC.Broker
November 2001 - May 2002 · 6 mos
Banc One Securities CorporationBroker
January 2000 - December 2001 · 1 yr 11 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Earlline Davis - Financial Advisor | TrueAdvisor