Jonathan Hayes
Jonathan Hayes is a registered investment advisor at Osaic Advisory Services, LLC, based in Knoxville, TN, with 15 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.
Fee Estimator
Location
2280 Valley Vista Road, Suite A, Knoxville, TN, 37932
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2012Employment Separation After Allegations
February 2012Other Business Activities
Jonathan is a lead analyst/PM at Head Investment Partners, a financial investments firm, since 2017. He dedicates about a quarter of his time to this activity, including a few hours per week during trading hours, assisting the team in daily portfolio activity.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Previous Registrations
Wells Fargo Advisors, LLC
UBS Financial Services INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ronald KlimasOsaic Advisory Services, LLC
- Kathryn Kavehrad, CFPRoot Financial Partners
- Spencer Hall, CFPRetirement Planning Services
- Erich Geis, CFPAspire Private Wealth Counsel, LLC
- Melissa Boniface, CFPEdward Jones
- David Goodson, CFAProffitt & Goodson INC.