MS
MS

Michael Singh

26 Years of Experience
New York, NY
1 DisclosureBroker

Michael Singh is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

299 Park Ave, 26th Floor, New York, NY, 10171

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History

Regulatory History (1)
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Customer Dispute
April 2011
Settled
Other Business Activities

Michael is a board member for Central Park Ice, a sport and leisure non-profit, since 2019. He is also a board member for SlangMagic, an agriculture and livestock foundation, and helps with fundraising activities since 2019.

Employment History
Current Registrations
UBS Financial Services INC.
April 2006 - Present · 20 yrs 6 mos
UBS Financial Services INC.Broker
March 2000 - Present · 26 yrs 7 mos
State Registrations39 states
AZCACOCTDCDEFLGAHIIDILINKSLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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