SD
CFP
SD
CFP
Shams Deitrick is a CFP-designated registered investment advisor at Morgan Stanley, based in Oakland, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1999 Harrison Street, Suite 2200, Oakland, CA, 94612
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011Settled
Customer Dispute
March 2007Settled
Employment Separation After Allegations
February 2007Employment History
Current Registrations
Morgan Stanley
May 2023 - Present · 3 yrs
Morgan StanleyBroker
May 2023 - Present · 3 yrs
Morgan Stanley
May 2023 - Present · 3 yrs
Previous Registrations
Raymond James & Associates, INC.
March 2007 - February 2024 · 16 yrs 11 mos
Raymond James & Associates, INC.Broker
March 2007 - May 2023 · 16 yrs 2 mos
UBS Financial Services INC.
February 2007 - March 2007 · 1 mo
UBS Financial Services INC.Broker
February 2007 - March 2007 · 1 mo
Citigroup Global Markets INC.
August 2000 - March 2007 · 6 yrs 7 mos
Citigroup Global Markets INC.Broker
January 2000 - March 2007 · 7 yrs 2 mos
State Registrations47 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.