JG
JG

Juliana Gingerich

9 Years of Experience
Colorado Springs, CO
1 DisclosureBroker

Juliana Gingerich is a registered investment advisor, based in Colorado Springs, CO, with 9 years of industry experience. Juliana is also registered as a broker, so some compensation may come from commissions on products sold.

Location

2220 Briargate Parkway, Colorado Springs, CO, 80920

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Settled
Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
April 2026 - Present · 6 mos
T. Rowe Price Investment Services, INC.Broker
April 2026 - Present · 6 mos
T. Rowe Price Advisory Services, INC.
April 2026 - Present · 6 mos
Previous Registrations
Empower Financial Services, INC.Broker
January 2025 - June 2025 · 5 mos
Empower Advisory Group, LLC
January 2025 - June 2025 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2023 - December 2024 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2023 - December 2024 · 1 yr 1 mo
Fidelity Personal and Workplace Advisors
January 2023 - October 2023 · 9 mos
Fidelity Brokerage Services LLCBroker
November 2022 - October 2023 · 11 mos
Infinex Investments, INC.
March 2006 - October 2007 · 1 yr 7 mos
Infinex Investments, INC.Broker
March 2006 - October 2007 · 1 yr 7 mos
Ifmg Securities, INC.Broker
April 2005 - March 2006 · 11 mos
AXA Advisors, LLC
April 2004 - February 2005 · 10 mos
AXA Advisors, LLCBroker
November 2003 - February 2005 · 1 yr 3 mos
Strategic Advisers, INC.
June 2001 - October 2003 · 2 yrs 4 mos
Fidelity Brokerage Services LLCBroker
March 2001 - October 2003 · 2 yrs 7 mos
Western International Securities, INC.Broker
November 2000 - March 2001 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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