EK
EK

Edward Kovac

26 Years of Experience
Tarrytown, NY
2 DisclosuresBrokerSells Insurance

Edward Kovac is a registered investment advisor at MML Investors Services, LLC, based in Tarrytown, NY, with 26 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

120 White Plains Road, Suite 601, Tarrytown, NY, 10591

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Closed-No Action
Customer Dispute
February 2010
Settled
Other Business ActivitiesSells Insurance

Edward is a volunteer board member for TRA Westfair Rides, a ride service for elderly and sight-deprived people, dedicating minimal time. He is also an insurance agent selling life, disability, long-term care, and fixed annuities, dedicating minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
May 2017 - Present · 9 yrs 5 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
March 2014 - March 2017 · 3 yrs
David Lerner Associates, INC.Broker
March 2000 - March 2014 · 14 yrs
State Registrations19 states
AZCACTDCDEFLGAIAMAMDNCNHNJNMNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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