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Enrique Stieglitz

25 Years of Experience
New York, NY
1 DisclosureBroker

Enrique Stieglitz is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1285 Avenue of the Americas, 19th Floor, New York, NY, 10019

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History

Regulatory History (1)
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Customer Dispute
August 2011
Settled
Employment History
Current Registrations
UBS Financial Services INC.
November 2015 - Present · 10 yrs 6 mos
UBS Financial Services INC.Broker
November 2015 - Present · 10 yrs 6 mos
UBS Financial Services INC.
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
April 2009 - December 2015 · 6 yrs 8 mos
Credit Suisse Securities (USA) LLC
April 2009 - December 2015 · 6 yrs 8 mos
UBS International INC.
May 2004 - April 2009 · 4 yrs 11 mos
UBS International INC.Broker
May 2004 - April 2009 · 4 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 2000 - May 2004 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - May 2004 · 4 yrs
State Registrations11 states
AZCACTFLILNJNVNYPRSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Enrique Stieglitz - Financial Advisor | TrueAdvisor