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Cary Boring

LPL Financial LLC
26 Years of Experience
Huntington Beach, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Cary Boring is a registered investment advisor at LPL Financial LLC, based in Huntington Beach, CA, with 26 years of industry experience. Cary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

17011 Beach Blvd., Suite 101, Huntington Beach, CA, 92647

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Cary provides investment advisory services through Trilogy Capital, Inc., dedicating nearly full-time hours to this activity. He is also involved with Trilogy Financial, offering non-variable insurance and operating as a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
Trilogy Capital, INC.
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
LPL Financial LLC
November 2017 - April 2018 · 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2002 - November 2017 · 15 yrs 10 mos
National Planning CorporationBroker
June 2000 - November 2017 · 17 yrs 5 mos
State Registrations13 states
AZCACOFLGAIDNMNVSCSDTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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