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Michael Morrison
25 Years of Experience
New York, NY
3 DisclosuresBroker
Michael Morrison is a registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Penn Plaza, 43rd Floor, New York, NY, 10119
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 2008Settled
Customer Dispute
May 2008Settled
Customer Dispute
March 2008Settled
Other Business Activities
Michael owns rental property and is an employee at Val's Tavern, a restaurant/bar/nightclub. He spends about a quarter of his time on labor/service at the tavern after business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
November 2005 - April 2007 · 1 yr 5 mos
Advest, INC.Broker
June 2002 - December 2005 · 3 yrs 6 mos
Lebenthal & CO., INC.Broker
November 2000 - June 2002 · 1 yr 7 mos
State Registrations39 states
ALAZCACOCTDCDEFLGAIDILLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHPARISCSDTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.