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Jesse Niederbaumer

Northrock Partners, LLC
26 Years of Experience
Elm Grove, WI
1 Disclosure
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Jesse Niederbaumer is a registered investment advisor at Northrock Partners, LLC, based in Elm Grove, WI, with 26 years of industry experience. Jesse operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 4,811 clients with $12B in assets under management.

Northrock Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
92 advisors
Number of Clients
4,811 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$12.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual fee ranges between 0.50% and 1.50% based on the size, nature, and complexity of the relationship. An additional 0.25% account-level fee applies to assets held at Schwab and Fidelity for account servicing and operational costs. There is a minimum annual fee of $5,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13230 Watertown Plank Rd, Elm Grove, WI, 53122

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jesse has ownership stakes in multiple investment-related entities, including If You Build It LLC (real estate), VF Enterprise LLC (Vantage Financial Partners), VF Tax Service LLC (tax preparation), and VF Ventures LLC (private equity). He spends minimal time on If You Build It LLC and VF Enterprise LLC, a few hours per week on VF Tax Service LLC, and about 10-20% of his time on VF Ventures LLC.

Employment History
Current Registrations
Northrock Partners, LLC
April 2026 - Present · 6 mos
Previous Registrations
Vantage Financial Partners, LLC
August 2021 - June 2026 · 4 yrs 10 mos
Thrivent Advisor Network, LLC
September 2019 - August 2021 · 1 yr 11 mos
Thrivent Investment Management INC.
February 2005 - September 2019 · 14 yrs 7 mos
First Heartland Capital, INC.Broker
January 2003 - January 2003 · 0 mos
Thrivent Investment Management INC.Broker
May 2000 - September 2019 · 19 yrs 4 mos
State Registrations2 states
TXWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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