BH
BH

Brian Howard

26 Years of Experience
Milwaukee, WI
1 DisclosureBrokerSells Insurance

Brian Howard is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 26 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2019
Final
Other Business ActivitiesSells Insurance

Brian is a self-employed freelance writer. He may also earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2010 - Present · 16 yrs 9 mos
Northwestern Mutual Investment Services, LLC
July 2000 - Present · 26 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
July 2000 - Present · 26 yrs 3 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
July 2000 - January 2002 · 1 yr 6 mos
State Registrations2 states
MIWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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