Michael Charles is a registered investment advisor, based in Austin, TX, with 24 years of industry experience.
Location
3103 Bee Cave Road, Suite 104, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a Senior Investment Portfolio Analyst for Live Oak Investment Partners, LLC, dedicating all of his time to this role. He also participates in several non-investment related activities, including officiating swim meets, serving as treasurer for a swim booster club, acting as Vice Chair for the Georgetown Housing Advisory Board, working as a notary public, and serving on the Georgetown Planning and Zoning Commission and Zoning Board of Adjustment.
Employment History
Current Registrations
Kovack Securities INC.Broker
Live Oak Investment Partners
Previous Registrations
Cantella & CO., INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Southwest Securities, INC.
Southwest Securities, INC.Broker
Citigroup Global Markets INC.Broker
Janus Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.