TA
TA

Todd Arner

25 Years of Experience
Bay City, MI
BrokerSells Insurance

Todd Arner is a registered investment advisor, based in Bay City, MI, with 25 years of industry experience.

Location

1600 Center Ave, Bay City, MI, 48708

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Todd is an independent insurance agent since 2000 and holds positions at Westchester Village and CIRA. He is also the president of Arner Investment Management LLC, owner of RWS Fortune LLC (rental property), and an investment advisor representative at RWS Financial Group (nearly full-time).

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2019 - Present · 7 yrs 5 mos
Cambridge Investment Research, INC.Broker
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
Voya Financial Advisors, INC.
November 2010 - February 2019 · 8 yrs 3 mos
Voya Financial Advisors, INC.Broker
November 2010 - February 2019 · 8 yrs 3 mos
PNC Investments
September 2010 - November 2010 · 2 mos
PNC InvestmentsBroker
November 2009 - November 2010 · 1 yr
Natcity Investments, INC.Broker
December 2004 - November 2009 · 4 yrs 11 mos
Thrivent Investment Management INC.Broker
July 2002 - January 2005 · 2 yrs 6 mos
Lutheran Brotherhood Securities CORP.Broker
August 2000 - July 2002 · 1 yr 11 mos
State Registrations11 states
AZCACOFLINMIMNNCOHTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.