Robert Lau is a registered investment advisor at LPL Financial LLC, based in Lincoln, NE, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4131 Pioneer Woods Dr Ste 103, Lincoln, NE, 68506
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2008Other Business Activities
Robert has a business entity for tax/investment purposes since 2015, and a DBA for his LPL business since 2021. He is also a business owner of Huge Buck Balls, LLC since 2011.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.