Todd Tevens is a registered investment advisor at LPL Financial LLC, based in Buffalo, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
361 Delaware Avenue, Buffalo, NY, 14202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Todd is a board member for Buffalo Hearing & Speech Center, dedicating minimal time. He also works for Lawley LLC as an insurance broker, Lawley Retirement Advisors as a Managing Director/Retirement Plan Advisor (nearly full-time), and Georgetown Lawley Group as an Investment Advisor (a few hours per week).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Lawley Retirement Advisors
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Manulife Asset Management (US) LLC
John Hancock Advisers, LLC
John Hancock Distributors LLCBroker
Princor Financial Services CorporationBroker
Royal Alliance Associates, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.