HG
CFP
HG
CFP

Hollis Gieger

25 Years of Experience
Birmingham, AL
Broker

Hollis Gieger is a CFP-designated registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Hollis is involved in several dormant companies and LLCs, including Ralco, Inc./Gieger Strategic Advisors and Crestwood Funding, LLC. Hollis is also a passive investor in various funds and companies, primarily focused on technology and biotechnology.

Employment History
Current Registrations
Morgan StanleyBroker
July 2013 - Present · 12 yrs 10 mos
Morgan Stanley
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Sterne Agee Investment Advisors, INC.
July 2009 - July 2013 · 4 yrs
Sterne, Agee & Leach, INC.Broker
June 2009 - July 2013 · 4 yrs 1 mo
Nbc Securities, INC.
December 2004 - December 2006 · 2 yrs
Brookline Investments, INC.
January 2001 - July 2009 · 8 yrs 6 mos
Nbc Securities, INC.Broker
October 2000 - June 2009 · 8 yrs 8 mos
State Registrations35 states
ALARAZCACODCDEFLGAHIIAILINKYLAMAMDMIMNMOMSNCNENVNYOHOKORPASCSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.