Hollis Gieger is a CFP-designated registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 25 years of industry experience. Hollis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
740 Shades Creek Parkway, Birmingham, AL, 35209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Hollis is involved in several dormant companies and LLCs, including Ralco, Inc./Gieger Strategic Advisors and Crestwood Funding, LLC. Hollis is also a passive investor in various funds and companies, primarily focused on technology and biotechnology.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
Nbc Securities, INC.
Brookline Investments, INC.
Nbc Securities, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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