Nicole Stoufflet is a registered investment advisor at Rothwell Investment Advisors, based in Salem, MA, with 19 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 697 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fee ranges from 0.50% to 1.00% of assets under management. All advisory fees are negotiable.
Fee Estimator
Location
11A Derby Square, Salem, MA, 01970
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Rothwell Investment Advisors
LPL Financial LLCBroker
Previous Registrations
New England SecuritiesBroker
Metlife Securities INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Martin & Associates Investment Advisory Services LLC
Fsc Securities CorporationBroker
Stifel, Nicolaus & Company, IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.