KZ
KZ

Karl Zeller

23 Years of Experience
Denver, CO
Broker

Karl Zeller is a registered investment advisor at Alps Advisors, INC., based in Denver, CO, with 23 years of industry experience. Karl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 17 clients with $31B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
IM Fee
Planning only
Assets Under Management
$30.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1290 Broadway, Suite 1000, Denver, CO, 80203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karl works as a product specialist for ALPS Distributors, Inc. and ALPS Portfolio Solutions Distributor, Inc., spending full-time hours at each. Karl also works as a product specialist for ALPS Advisors Inc, dedicating about a quarter of his time.

Employment History
Current Registrations
Alps Advisors, INC.
February 2022 - Present · 4 yrs 3 mos
Alps Portfolio Solutions Distributor, INC.
February 2022 - Present · 4 yrs 3 mos
Alps Portfolio Solutions Distributor, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Alps Distributors, INC.
September 2021 - Present · 4 yrs 8 mos
Alps Distributors, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
M&t Securities, INC.
September 2018 - June 2021 · 2 yrs 9 mos
M&t Securities, INC.Broker
September 2018 - June 2021 · 2 yrs 9 mos
Foreside Fund Services, LLCBroker
January 2018 - July 2018 · 6 mos
Mbsc Securities Corporation
March 2015 - January 2018 · 2 yrs 10 mos
Mbsc Securities CorporationBroker
March 2015 - January 2018 · 2 yrs 10 mos
Foreside Fund Services, LLCBroker
January 2006 - January 2015 · 9 yrs
Constellation Investment Distribution Company INC.Broker
December 2004 - December 2005 · 1 yr
Turner Investments, L.P.
December 2004 - February 2015 · 10 yrs 2 mos
Turner Investment Partners INC
January 2003 - December 2004 · 1 yr 11 mos
Constellation Investment Distribution Company INC.Broker
January 2003 - December 2004 · 1 yr 11 mos
Rittenhouse Asset Management, INC.
July 2002 - December 2002 · 5 mos
Nuveen InvestmentsBroker
January 2002 - December 2002 · 11 mos
Legg Mason Wood Walker, IncorporatedBroker
August 2001 - December 2001 · 4 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.