James Vale is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Irvine, CA, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
300 Spectrum Center Dr Ste 845, [Satellite], Irvine, CA, 92618
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2017Customer Dispute
October 2009Other Business Activities
James is the treasurer for Pacific Island 3 Homeowners Association and co-trustee for his mother's trust, dedicating minimal time to each. He also owns JRV Financial LLC.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations16 states
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