Nicholas J Franco

Park Avenue Investment Advisory, LLC

20 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Park Avenue Investment Advisory, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

255 clients

Average Client Portfolio

$385K average

Assets Under Management

$98.3M

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

6939 Amboy Road, Staten Island, NY, 10309

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History

Regulatory History (2)

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Financial

March 2020

Final

Customer Dispute

July 2003

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Nicholas is involved with BiondCoaching LLC, providing a structural process for balancing behavioral and financial needs of clients, and Nicholas Consulting, LLC, created to facilitate payment for marketing expenses and tax benefits. Both activities require minimal time and are not investment related.

Employment History

Current Registrations

Park Avenue Investment Advisory, LLC

September 2025 - Present · 5 mos

Park Avenue Securities LLC

April 2019 - Present · 6 yrs 10 mos

Park Avenue Securities LLCBroker

March 2019 - Present · 6 yrs 11 mos

Previous Registrations

Foresters Advisory Services, LLC

October 2014 - November 2018 · 4 yrs 1 mo

Foresters Financial Services, INC.Broker

January 2011 - November 2018 · 7 yrs 10 mos

Chelsea Financial ServicesBroker

May 2010 - November 2010 · 6 mos

Vfinance Investments, INCBroker

March 2008 - May 2008 · 2 mos

J.P. Turner & Company, L.L.C.Broker

October 2002 - March 2006 · 3 yrs 5 mos

Grayson Financial LLCBroker

August 2001 - November 2002 · 1 yr 3 mos

J.P. Turner & Company, L.L.C.Broker

January 2001 - August 2001 · 7 mos

State Registrations21 states

ARAZCACTDEFLILKYMAMDMNNCNJNMNYOHPARISCTXVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.