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Nicholas Franco

Guardian Wealth Partners, LLC
21 Years of Experience
Red Bank, NJ
2 DisclosuresBroker
View SEC Summary
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Nicholas Franco is a registered investment advisor at Guardian Wealth Partners, LLC, based in Red Bank, NJ, with 21 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 402 clients with $190M in assets under management.

Guardian Wealth Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
402 clients
Average Client Portfolio
$476K average
Assets Under Management
$191.4M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.23%
$100K - $250K0.21%
$250K - $500K0.18%
$500K - $1.0M0.16%
$1.0M - $2.0M0.13%
$2.0M - $5.0M0.11%
$5M+0.08%

Schedule reflects the Platform Fee component for SMA/UMA programs. Representative as Portfolio Manager program platform fees range from 0.05% to 0.20%. Total client fee includes advisor and strategy fees, up to a maximum annual fee of 3%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

333 Broad Street, Suite 300-1, Red Bank, NJ, 07701

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2020
Final
Customer Dispute
July 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Nicholas is involved with BiondCoaching LLC, providing a structural process for balancing behavioral and financial needs of clients, and Nicholas Consulting, LLC, created to facilitate payment for marketing expenses and tax benefits. Both activities require minimal time and are not investment related.

Employment History
Current Registrations
Guardian Wealth Partners, LLC
September 2025 - Present · 1 yr 1 mo
Park Avenue Securities LLC
April 2019 - Present · 7 yrs 6 mos
Park Avenue Securities LLCBroker
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Foresters Advisory Services, LLC
October 2014 - November 2018 · 4 yrs 1 mo
Foresters Financial Services, INC.Broker
January 2011 - November 2018 · 7 yrs 10 mos
Chelsea Financial ServicesBroker
May 2010 - November 2010 · 6 mos
Vfinance Investments, INCBroker
March 2008 - May 2008 · 2 mos
J.P. Turner & Company, L.L.C.Broker
October 2002 - March 2006 · 3 yrs 5 mos
Grayson Financial LLCBroker
August 2001 - November 2002 · 1 yr 3 mos
J.P. Turner & Company, L.L.C.Broker
January 2001 - August 2001 · 7 mos
State Registrations21 states
ARAZCACTDEFLILKYMAMDMNNCNJNMNYOHPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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