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Edwin Stanton

Morgan Stanley
56 Years of Experience
Los Angeles, CA
5 DisclosuresBroker
View SEC Summary
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Edwin Stanton is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 56 years of industry experience. Edwin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Award / Judgment
Customer Dispute
December 2002
Denied
Customer Dispute
December 1999
Settled
Customer Dispute
November 1999
Settled
Customer Dispute
October 1986
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Bear, Stearns & CO. INC.Broker
October 2004 - May 2008 · 3 yrs 7 mos
Bear, Stearns & CO. INC.
October 2004 - May 2008 · 3 yrs 7 mos
Wachovia Securities, LLC
July 2003 - November 2004 · 1 yr 4 mos
Wachovia Securities, LLCBroker
July 2003 - November 2004 · 1 yr 4 mos
Prudential Securities Incorporated
October 1999 - July 2003 · 3 yrs 9 mos
Prudential Securities IncorporatedBroker
October 1999 - July 2003 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1988 - October 1999 · 11 yrs 4 mos
Kidder, Peabody & CO. IncorporatedBroker
August 1984 - May 1988 · 3 yrs 9 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
March 1981 - September 1984 · 3 yrs 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1979 - April 1981 · 1 yr 11 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
February 1970 - July 1979 · 9 yrs 5 mos
State Registrations27 states
AKAZCACOCTDCFLGAHIIAIDILINMAMDMNMTNJNVNYOHPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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