Neil Janis
Neil Janis is a registered investment advisor at Janis Financial, LLC, based in Oxnard, CA, with 19 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 93 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $15.0M | 0.50% |
| $15M+ | 0.25% |
Fees and the $1,000 minimum annual fee are negotiable. Current client relationships may have higher or lower rates.
Fee Estimator
Location
Oxnard, CA
Get directionsHistory
Regulatory History (1)
Judgment / Lien
March 2010Other Business ActivitiesSells Insurance
Neil is an employee of ICM and spends about half his time selling insurance products. The types of insurance offered include life, health, and disability.
Employment History
Current Registrations
Janis Financial, LLC
Previous Registrations
Aig Financial Advisors, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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