Kristen Leclair is a CFP-designated registered investment advisor at 994 Group, based in Austin, TX, with 23 years of industry experience. Kristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 214 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1000K | 0.90% |
| $1.0M - $1.5M | 0.80% |
| $1.5M - $2.0M | 0.70% |
| $2.0M - $2.5M | 0.60% |
| $2.5M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Fees may be negotiable based upon certain circumstances.
Fee Estimator
Location
1207 W. Mary Street, Austin, TX, 78704
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kristen serves on the board of directors for Well Aware, Drive a Senior SW, and St. Michael's Day School, dedicating minimal time to each. She is also an independent insurance agent involved in insurance sales.
Employment History
Current Registrations
994 Group
Previous Registrations
994 Group
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
LPL Financial Corporation
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Alexander Key Investments
Suntrust Capital Markets, INC.Broker
Suntrust Securities, INC.
Suntrust Securities, INC.Broker
Bacap Distributors, LLCBroker
Bacap Distributors, LLC
Stephens INC.
Stephens INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.