RI
CFP
RI
CFP

Rodney Ibrahim

24 Years of Experience
New York, NY
2 DisclosuresBroker

Rodney Ibrahim is a CFP-designated registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 24 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
128 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K

A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.

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Location

40 Wall Street, New York, NY, 10005

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2015
Customer Dispute
October 2009
Denied
Employment History
Current Registrations
A.G.P / Alliance Global Partners
March 2021 - Present · 5 yrs 2 mos
A.G.P. / Alliance Global PartnersBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Aegis Capital CORP.
October 2015 - March 2021 · 5 yrs 5 mos
Aegis Capital CORP.Broker
July 2015 - March 2021 · 5 yrs 8 mos
Aegis Capital CORP.
July 2015 - August 2015 · 1 mo
Maxim Financial Advisors LLC
March 2014 - September 2015 · 1 yr 6 mos
Maxim Group LLCBroker
August 2010 - July 2015 · 4 yrs 11 mos
Newbridge Securities CorporationBroker
July 2010 - August 2010 · 1 mo
Chicago Investment Group Advisors, LLC
June 2009 - July 2010 · 1 yr 1 mo
Chicago Investment Group, LLC
April 2008 - September 2009 · 1 yr 5 mos
Tlg Advisors, INC.
March 2006 - August 2007 · 1 yr 5 mos
Chicago Investment Group, LLCBroker
September 2005 - July 2010 · 4 yrs 10 mos
Ladenburg Thalmann Asset Management INC
July 2004 - September 2005 · 1 yr 2 mos
Ladenburg, Thalmann & CO., INC.Broker
November 2002 - September 2005 · 2 yrs 10 mos
Ladenburg Capital Management INC.Broker
April 2001 - November 2002 · 1 yr 7 mos
State Registrations20 states
ALCACOCTFLGAILLAMAMDMINCNDNJNYORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rodney Ibrahim - Financial Advisor | TrueAdvisor