MT
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Michael Torpey

24 Years of Experience
Northfield, NJ
1 DisclosureBroker

Michael Torpey is a registered investment advisor at Morgan Stanley, based in Northfield, NJ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

376 Tilton Road, Northfield, NJ, 08225

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Settled
Employment History
Current Registrations
Morgan StanleyBroker
August 2014 - Present · 11 yrs 11 mos
Morgan Stanley
August 2014 - Present · 11 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - August 2014 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - August 2014 · 5 yrs 9 mos
Citigroup Global Markets INC.Broker
November 2007 - November 2008 · 1 yr
Citigroup Global Markets INC.
November 2007 - November 2008 · 1 yr
UBS Financial Services INC.
July 2005 - November 2007 · 2 yrs 4 mos
UBS Financial Services INC.Broker
June 2005 - November 2007 · 2 yrs 5 mos
Vanguard Marketing CorporationBroker
March 2001 - April 2005 · 4 yrs 1 mo
State Registrations40 states
AKALAZCACOCTDCDEFLGAIAILKSKYLAMAMDMEMIMNMOMTNCNDNJNMNVNYOHORPAPRRISCTNTXVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Torpey - Financial Advisor | TrueAdvisor