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Ronald Simpson

24 Years of Experience
West Palm Beach, FL
1 DisclosureBroker

Ronald Simpson is a registered investment advisor at Morgan Stanley, based in West Palm Beach, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

777 South Flagler Drive, Suite 700E, West Palm Beach, FL, 33401

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History

Regulatory History (1)
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Customer Dispute
September 2008
Denied
Other Business Activities

Ronald is the owner and sole member of Ronnie C. Simpson, LLC, focusing on investment decisions and advice, dedicating minimal time during business hours. He also serves as a board member for Solomon Institute Inc., a non-investment related organization, spending minimal time after business hours on business development and growth.

Employment History
Current Registrations
Morgan StanleyBroker
June 2020 - Present · 5 yrs 11 mos
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
May 2008 - July 2020 · 12 yrs 2 mos
UBS Financial Services INC.Broker
May 2008 - July 2020 · 12 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley
June 2001 - April 2007 · 5 yrs 10 mos
Morgan Stanley Dw INC.Broker
June 2001 - April 2007 · 5 yrs 10 mos
State Registrations42 states
AKALARAZCACOCTDCDEFLGAHIILKSLAMAMDMEMIMNMONCNENHNJNMNVNYOHORPAPRRISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Simpson - Financial Advisor | TrueAdvisor