WF
WF
Wolfgang Frisch
23 Years of Experience
Newport Beach, CA
2 DisclosuresBroker
Wolfgang Frisch is a registered investment advisor at Morgan Stanley, based in Newport Beach, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
800 Newport Center Drive, Suite 500, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
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Regulatory
October 2022Final
Regulatory
April 2014Final
Other Business Activities
Wolfgang serves on the Advisory Board for Fowler School of Law and owns rental property. He dedicates minimal time to these activities.
Employment History
Current Registrations
Morgan Stanley
August 2021 - Present · 4 yrs 9 mos
Morgan StanleyBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
May 2011 - August 2021 · 10 yrs 3 mos
UBS Financial Services INC.Broker
May 2011 - August 2021 · 10 yrs 3 mos
The Ayco Company,l.p.
December 2002 - June 2011 · 8 yrs 6 mos
Mercer Allied Company, L.P.Broker
August 2002 - June 2011 · 8 yrs 10 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.