DW
CFA
DW
CFA
Douglas Williams is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Dallas, TX, with 24 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
325 N. St Paul Street 49th Floor, Dallas, TX, 75201-3857
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
December 2008 - Present · 17 yrs 7 mos
Neuberger Berman Bd LLCBroker
December 2008 - Present · 17 yrs 7 mos
Neuberger Berman Bd LLC
December 2008 - Present · 17 yrs 7 mos
Previous Registrations
Lehman Brothers INC.Broker
October 2001 - November 2008 · 7 yrs 1 mo
State Registrations3 states
NJNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.