JW
CFA
JW
CFA
John Whitehead is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Dallas, TX, with 12 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
200 Crescent Court, 18th floor, Dallas, TX, 75201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2014 - Present · 11 yrs 10 mos
Neuberger Berman Bd LLCBroker
May 2014 - Present · 12 yrs
Previous Registrations
J.P. Morgan Securities LLCBroker
June 2013 - May 2014 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.