JM
CFA
JM
CFA

Joshua Miller

17 Years of Experience
Dallas, TX
Broker

Joshua Miller is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Dallas, TX, with 17 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold.

Compensation
Fee-Only (% of Portfolio)
Firm Size
858 advisors
IM Fee
Planning only
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Location

Rosewood Court, 2101 Cedar Springs Road, 12th Floor, Suite 1200, Dallas, TX, 75201-3857

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joshua is a general partner in AE Data Services, a data entry company, since 2004. The business is not currently active, and Joshua spends no time on it, though it maintains a website and bank account.

Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2009 - Present · 17 yrs 1 mo
Neuberger Berman Bd LLC
April 2009 - Present · 17 yrs 6 mos
Neuberger Berman Bd LLCBroker
April 2009 - Present · 17 yrs 6 mos
State Registrations2 states
NYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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