HS
CFA
HS
CFA

Hasan Soleja

3 Years of Experience
Dallas, TX
Broker

Hasan Soleja is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Dallas, TX, with 3 years of industry experience. Hasan is also registered as a broker, so some compensation may come from commissions on products sold.

Compensation
Fee-Only (% of Portfolio)
Firm Size
864 advisors
IM Fee
Planning only
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Location

Rosewood Court, 2101 Cedar Springs Road, 12th Floor, Suite 1200, Dallas, TX, 75201-3857

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Neuberger Berman Bd LLC
June 2023 - Present · 3 yrs 4 mos
Neuberger Berman Bd LLC
June 2023 - Present · 3 yrs 4 mos
Neuberger Berman Bd LLCBroker
June 2023 - Present · 3 yrs 4 mos
State Registrations2 states
NYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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